To Independently evaluate all legal aspects related to land acquisition, Real Estate, project evaluation, documentation and due diligence.
Total Exp of 8 -12 years in SAP CS module from end to end applications Exp in S4 HANA environment in Configuration ,testing and Enhancements
Liaison with board members and investors and support them for various reports requested from time to time: Recurring reports and Ad- hoc reports requested from time and time by the investors.
Ensuring compliance with all applicable laws and regulations, including the Companies Act, SEBI, RBI, Stock Exchange, and other relevant authorities.- Preparing and filing annual reports, financial statements, and other statutory documents.
1. Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points ;
1. Legal Advisory:- Provide Specialised Legal Consultation on Private Investment Transactions
Handle team of articles or junior staff Verse with Due diligence of corporate secretarial section
Handling various meetings (Board, Committee, General). Minutes of meetings, ROC filing, Compliance, Corporate Governance Practices, CSR
Responsible for all compliance initiatives within the department including implementation of Compliance Policies / procedures., to discharge all obligations under Anti-money laundering laws and rules, Employee ethical policies, guardian of code of conduct & employee trading policies.
Filing of event-based and annual returns on time with Registrar of companies. Ensure all the secretarial records and registers are kept up to date.
We are looking for a suitable candidate for compliance profile of Stock Broking company based out of Mumbai. CS with LLB preferred fresher and if having experience of capital market would be an added advantage. Candidate should possess good communication skills and zeal to learn, prospective candidate being part of compliance team, would be handling following work profile.