Handle team of articles or junior staff Verse with Due diligence of corporate secretarial section
Handling various meetings (Board, Committee, General). Minutes of meetings, ROC filing, Compliance, Corporate Governance Practices, CSR
Responsible for all compliance initiatives within the department including implementation of Compliance Policies / procedures., to discharge all obligations under Anti-money laundering laws and rules, Employee ethical policies, guardian of code of conduct & employee trading policies.
Filing of event-based and annual returns on time with Registrar of companies. Ensure all the secretarial records and registers are kept up to date.
We are looking for a suitable candidate for compliance profile of Stock Broking company based out of Mumbai. CS with LLB preferred fresher and if having experience of capital market would be an added advantage. Candidate should possess good communication skills and zeal to learn, prospective candidate being part of compliance team, would be handling following work profile.
Pan compliances as a central point for Delhi, Mumbai & NYSEnhancing the compliance culture across departmentsFinancial compliances
Handling of all Companies Act, GST, MSME, DPIIT registrations ,S & E, Import-export code and Trademark, Professional Tax, notices issued by ROC also Annual Returns documents and Annual return filing
Qualification required is Company Secretary and LLB is Must and Experience of compliances in real estate industry is must.
Help the Secretarial Team in handling compliance matters.
Exceptional Communication Excellent Team player Out of the Box thinker Flexible and ready to take new up opportunities within or Cross function Open & willing to learn new Technologies & Accept criticism go-getter Reviewing & Approving Multi-line invoices.
Managing P&L Automation of repeated process with intelligent bots interacting with buyers/vendors for resolving complex exceptions adjusting debit notes/vendor credit notes against open invoices creating vendor account statements and any adhoc requests to ensure SLAs are met as agreed for customer satisfaction.